Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Paul SchneiderJ.P. Morgan Securities LLCNYLIFE Securities LLC02-07-2014
Vaqas SheikhJ.P. Morgan Securities LLCMorgan Stanley01-27-2014
Adam N CooperJ.P. Morgan Securities LLCKBD Securities, LLC01-23-2014
Karen H KellyJ.P. Morgan Securities LLCCapital One Investment Services LLC01-15-2014
Ricardo Marco SagarraJ.P. Morgan Securities LLCT. Rowe Price Investment Services, Inc.12-12-2013
Mark A. ComptonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-06-2013
Joseph Michael ColasantiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-02-2013
Ulugbek KhashimovJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-02-2013
Jason Andrew HoffmanJ.P. Morgan Securities LLCCape Securities Inc.11-25-2013
David A. SchneiderJ.P. Morgan Securities LLCMorgan Stanley11-19-2013
Natalya MuravchikJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Isaac Aaron ZachariaJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-24-2013
Scott Girard StandelJ.P. Morgan Securities LLCCapital One Investment Services LLC10-01-2013
Anthony Joseph Zizzamia Jr.J.P. Morgan Securities LLCA.K. Capital, LLC09-13-2013
Mohamed Wazier KhanJ.P. Morgan Securities LLCPark Avenue Securities LLC09-09-2013
Daniel De Los RiosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2013
Susan KingJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-26-2013
Emily Marguerite SheridanJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-23-2013
Kevin Patrick ShermanJ.P. Morgan Securities LLCLenox Advisors, Inc.07-03-2013
Marc Frank FerroJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-02-2013
Fabio Massimo LindiaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.06-26-2013
Kevin Robert StammJ.P. Morgan Securities LLCAegis Capital Corp.06-17-2013
Teresa Vivian TaitJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-24-2013
Andrew R D'AmatoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2013
Thomas GounarisJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-20-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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