Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Chris R Delbene | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Rajesh Guglani | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Vincent Frank Serso | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Thomas Jian Biao Huang | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Maria Carmen Berrios | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Chuanlu Qiu | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| George Brakatselos | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Gabrielle Brown | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Vidya Vidhawatee Jaggernauth | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Years Joplin Davis | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| John Julian McKay | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Christopher Piazza | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Bryant Betts | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Bibi S. Ali-Benjamin | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Christopher Nardo | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Juana Videla | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Pedro M Espejo | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Seth Jason Dubrow | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| John Michael Cafone | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Chandrawat Baksh | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Lisa Alvarado | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Dwayne A Winter | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Norbu Lhamo Lama | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Serge Avizov | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
| Pablo Vicente Pico | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
