Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Zachary GopenJ.P. Morgan Securities LLCCapital One Investing, LLC04-06-2018
Oleg KiselevJ.P. Morgan Securities LLCPrincipal Securities, Inc.03-30-2018
Jovan Darnell FryarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Vasyl ShelJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2018
Vincent ManzoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Regino DiazJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2018
Felix Herrera Jr.J.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-09-2018
Ginny Susan UrusJ.P. Morgan Securities LLCPNC Investments03-05-2018
Jim J AkasalaJ.P. Morgan Securities LLCCiti Private Advisory, LLC02-23-2018
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Claude Earl TurnerJ.P. Morgan Securities LLCStifel, Nicolaus & Company, Incorporated12-18-2017
Anthony Joseph SalviJ.P. Morgan Securities LLCCapital One Investing, LLC12-12-2017
Irene KhaneJ.P. Morgan Securities LLCMorgan Stanley12-11-2017
Alan AuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2017
Christopher Vincent DefeliceJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC11-16-2017
Armand ArteagaJ.P. Morgan Securities LLCAXA Advisors, LLC11-03-2017
Barry Frank FleischerJ.P. Morgan Securities LLCMorgan Stanley11-01-2017
David John PanzicaJ.P. Morgan Securities LLCMorgan Stanley11-01-2017
Brandon PotterJ.P. Morgan Securities LLCMorgan Stanley10-27-2017
Stefano Nicholas CatalanoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-29-2017
Stephen Paul DaigeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2017
Anthony Joseph Destio Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2017
Matthew J. RoblesJ.P. Morgan Securities LLCAXA Advisors, LLC09-06-2017
George David Nader IVJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2017
James Atos MilaniJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-17-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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