Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin J. KrausJ.P. Morgan Securities LLCUBS Financial Services Inc.03-30-2016
Scott SoulesJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC03-28-2016
Jennifer A. LeoceJ.P. Morgan Securities LLCStifel, Nicolaus & Company, Incorporated03-28-2016
Robert Roland GalianJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC03-16-2016
Wenji ZouJ.P. Morgan Securities LLCAllied Millennial Partners, LLC03-07-2016
William Gambill Whitsitt IVJ.P. Morgan Securities LLCCommerce Street Capital, LLC02-29-2016
John Michael TonzolaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.02-12-2016
Peter Yong JuJ.P. Morgan Securities LLCMorgan Stanley02-01-2016
Raphy De JesusJ.P. Morgan Securities LLCCetera Advisors LLC01-20-2016
Andrew Peter GallagherJ.P. Morgan Securities LLCAXA Advisors, LLC01-14-2016
James Michael FlanaganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2016
Jason Dennis DelgadoJ.P. Morgan Securities LLCAST Investor Services LLC01-11-2016
Miguel Alberto SalgadoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-08-2016
Victor M. PerezJ.P. Morgan Securities LLCKey Investment Services LLC12-28-2015
Jeffrey Adam HermanJ.P. Morgan Securities LLCBarclays Capital Inc.12-28-2015
Erwin JosephJ.P. Morgan Securities LLCPFS Investments Inc.12-18-2015
Alexander Michael DeerkopJ.P. Morgan Securities LLCPruco Securities, LLC.12-14-2015
Lauren Marie PalladinoJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC12-11-2015
Raof Jawad NusratyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Andrew James HarlanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2015
Kaitlin Rose MartinezJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.11-27-2015
Jake Ronald MartiJ.P. Morgan Securities LLCCraig Scott Capital, LLC11-20-2015
Richard Joseph Nappi Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC11-12-2015
John E KoechelerJ.P. Morgan Securities LLCBarclays Capital Inc.10-30-2015
Erika D. OelkersJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-28-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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