Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Martin J. Kraus | J.P. Morgan Securities LLC | UBS Financial Services Inc. | — | 03-30-2016 |
| Scott Soules | J.P. Morgan Securities LLC | Credit Suisse Securities (USA) LLC | — | 03-28-2016 |
| Jennifer A. Leoce | J.P. Morgan Securities LLC | Stifel, Nicolaus & Company, Incorporated | — | 03-28-2016 |
| Robert Roland Galian | J.P. Morgan Securities LLC | TIAA-CREF Individual & Institutional Services, LLC | — | 03-16-2016 |
| Wenji Zou | J.P. Morgan Securities LLC | Allied Millennial Partners, LLC | — | 03-07-2016 |
| William Gambill Whitsitt IV | J.P. Morgan Securities LLC | Commerce Street Capital, LLC | — | 02-29-2016 |
| John Michael Tonzola | J.P. Morgan Securities LLC | Deutsche Bank Securities Inc. | — | 02-12-2016 |
| Peter Yong Ju | J.P. Morgan Securities LLC | Morgan Stanley | — | 02-01-2016 |
| Raphy De Jesus | J.P. Morgan Securities LLC | Cetera Advisors LLC | — | 01-20-2016 |
| Andrew Peter Gallagher | J.P. Morgan Securities LLC | AXA Advisors, LLC | — | 01-14-2016 |
| James Michael Flanagan | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-13-2016 |
| Jason Dennis Delgado | J.P. Morgan Securities LLC | AST Investor Services LLC | — | 01-11-2016 |
| Miguel Alberto Salgado | J.P. Morgan Securities LLC | HSBC Securities (USA) Inc. | — | 01-08-2016 |
| Victor M. Perez | J.P. Morgan Securities LLC | Key Investment Services LLC | — | 12-28-2015 |
| Jeffrey Adam Herman | J.P. Morgan Securities LLC | Barclays Capital Inc. | — | 12-28-2015 |
| Erwin Joseph | J.P. Morgan Securities LLC | PFS Investments Inc. | — | 12-18-2015 |
| Alexander Michael Deerkop | J.P. Morgan Securities LLC | Pruco Securities, LLC. | — | 12-14-2015 |
| Lauren Marie Palladino | J.P. Morgan Securities LLC | Credit Suisse Securities (USA) LLC | — | 12-11-2015 |
| Raof Jawad Nusraty | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-04-2015 |
| Andrew James Harlan | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-02-2015 |
| Kaitlin Rose Martinez | J.P. Morgan Securities LLC | HSBC Securities (USA) Inc. | — | 11-27-2015 |
| Jake Ronald Marti | J.P. Morgan Securities LLC | Craig Scott Capital, LLC | — | 11-20-2015 |
| Richard Joseph Nappi Jr. | J.P. Morgan Securities LLC | NYLIFE Securities LLC | — | 11-12-2015 |
| John E Koecheler | J.P. Morgan Securities LLC | Barclays Capital Inc. | — | 10-30-2015 |
| Erika D. Oelkers | J.P. Morgan Securities LLC | HSBC Securities (USA) Inc. | — | 10-28-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
