Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph BorchardtJ.P. Morgan Securities LLCAXA Advisors, LLC04-15-2015
Kevin Timothy DunnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2015
Thomas James NewbergJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2015
Matthew Adam SandlerJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC03-24-2015
Zoria OspinaJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC03-20-2015
Ronel Caballero GonzalesJ.P. Morgan Securities LLCLegend Securities, Inc.03-19-2015
Semyon LeviJ.P. Morgan Securities LLCMML Investors Services, LLC03-16-2015
Ebrima Satang TourayJ.P. Morgan Securities LLCDawson James Securities, Inc.03-02-2015
Cassandra Lina CyriusJ.P. Morgan Securities LLCMetLife Securities Inc.02-25-2015
Anthony NardiJ.P. Morgan Securities LLCNational Securities Corporation02-06-2015
Naftoli HorowitzJ.P. Morgan Securities LLCAllianceBernstein L.P.02-04-2015
Matthew Joseph CorbiJ.P. Morgan Securities LLCCommerce One Financial Inc.01-20-2015
Jacob John MascariJ.P. Morgan Securities LLCMorgan Stanley01-16-2015
Nathaniel Ernest LagoyJ.P. Morgan Securities LLCNational Securities Corporation01-15-2015
Alexander Patrick AvolioJ.P. Morgan Securities LLCAmeritas Investment Corp.01-14-2015
John Paul VerdiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-22-2014
Richard Louis BudelmanJ.P. Morgan Securities LLCNYLIFE Securities LLC12-18-2014
Simon ZhuJ.P. Morgan Securities LLCTransamerica Financial Advisors, Inc12-04-2014
Ronald Salvatore D'AntoniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2014
Yuan YanJ.P. Morgan Securities LLCCaldwell International Securities10-30-2014
Daniel TestaJ.P. Morgan Securities LLCMorgan Stanley10-29-2014
Galit Ben-JosephJ.P. Morgan Securities LLCNeuberger Berman LLC10-22-2014
Bennette Ogbotiti AmasoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-10-2014
Raymond KrumdieckJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-01-2014
Matthew Salvatore FerrandoJ.P. Morgan Securities LLCAXA Advisors, LLC09-22-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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