Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Rocco LamarisJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-19-2014
Robert ThorburnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2014
Ryan Gerard McGrathJ.P. Morgan Securities LLCICAP Corporates LLC09-11-2014
Girard Brett Lopez HenryJ.P. Morgan Securities LLCCraig Scott Capital, LLC08-21-2014
Miralem CecunjaninJ.P. Morgan Securities LLCWaddell & Reed08-18-2014
Gary Scott SchwarzmanJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-13-2014
James Matthew NeckerJ.P. Morgan Securities LLCPortfolio Advisors Alliance, LLC07-29-2014
Daniel Oscar Bermiss Jr.J.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-11-2014
Saira Khan-TorresJ.P. Morgan Securities LLCSantander Securities LLC06-26-2014
Steven Gray HorowitzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2014
Ngon Sing ChanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.06-13-2014
Spiro DekantiosJ.P. Morgan Securities LLCMorgan Stanley06-13-2014
Robert James ViscontiJ.P. Morgan Securities LLCCheevers, Hand & Angeline, Inc.06-13-2014
Katherine Lynn McAllisterJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-11-2014
Rose Gerty SainvilJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2014
Nicholas P ChampaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2014
David John StarkerJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC05-16-2014
Devang ShahJ.P. Morgan Securities LLCLiberty Partners Financial Services, LLC05-01-2014
Robert Anthony LongoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2014
James Michael SbarraJ.P. Morgan Securities LLCLPL Financial LLC04-28-2014
James Christopher MylettJ.P. Morgan Securities LLCMorgan Stanley04-25-2014
Joseph NapoleoneJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-02-2014
Eric LoJ.P. Morgan Securities LLCUBS Financial Services Inc.03-24-2014
Jeffrey Alan PatrickJ.P. Morgan Securities LLCNYLIFE Securities LLC02-28-2014
John Pasquale CapognaJ.P. Morgan Securities LLCMorgan Stanley02-19-2014
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Showing 201 to 225 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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