Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melinda Gabrielle CloobeckJ.P. Morgan Securities LLCMorgan Stanley$1,00001-26-2018
John William SlatteryJ.P. Morgan Securities LLCMorgan Stanley$50001-26-2018
Jay Barry CanellJ.P. Morgan Securities LLCMorgan Stanley$30004-10-2017
Philip Stefan GetfieldJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
John Philip CallimanisJ.P. Morgan Securities LLCUBS Financial Services Inc.$15001-18-2019
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC$15001-09-2019
Otis Bernard EllisJ.P. Morgan Securities LLCPNC Investments$15009-14-2018
James Peter CordonJ.P. Morgan Securities LLCMorgan Stanley$15011-01-2017
Kevin Connors McCooeyJ.P. Morgan Securities LLCBarclays Capital Inc.$15010-30-2015
Nanette Marie ErnstJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15002-17-2014
Eric David TepperJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Gary Gerard OttomanelliJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Michael HalfonJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Nicholas MavromoustakosJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Mary Nadine PiliereJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jared Michael SamosJ.P. Morgan Securities LLCMorgan Stanley$15009-28-2012
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Gregory Devereaux StewartJ.P. Morgan Securities LLCUBS Financial Services Inc.$15006-11-2010
Ruth Faye FialkoJ.P. Morgan Securities LLCMorgan Stanley$15002-05-2010
Vivek MahajanJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-18-2019
Ryan Sterling SettleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-02-2018
Hugh Michael ReillyJ.P. Morgan Securities LLCMorgan Stanley$10005-18-2018
Christian San Luis VistaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2018
Stephen MalfitanoJ.P. Morgan Securities LLCMorgan Stanley$10011-02-2017
Joseph Nicholas MazzuccoJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10005-09-2016
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Showing 1 to 25 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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