Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey O'Neil RichardsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-21-2016
Jeffrey Thomas NagleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2016
Victor FactoraJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2015
Niniek S SulandariJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2014
Brian John KulakJ.P. Morgan Securities LLCMetLife Securities Inc.$25010-31-2013
Jacob Lee MillerJ.P. Morgan Securities LLCMML Investors Services, LLC01-14-2019
Robert A. BaittJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Meghan M McAuleyJ.P. Morgan Securities LLCMorgan Stanley11-20-2017
Samantha N. WinnerJ.P. Morgan Securities LLCMorgan Stanley06-22-2017
Christina Elizabeth DiewaldJ.P. Morgan Securities LLCMorgan Stanley03-15-2017
Lawrence Albert Behum Jr.J.P. Morgan Securities LLCMorgan Stanley08-09-2016
Jeffrey Alan TudorJ.P. Morgan Securities LLCMorgan Stanley$10007-28-2016
Chad Edward LybargerJ.P. Morgan Securities LLCMorgan Stanley$10007-22-2016
Justin Paul NuzumJ.P. Morgan Securities LLCMorgan Stanley04-26-2016
Chau Ngoc VoJ.P. Morgan Securities LLCMorgan Stanley01-05-2016
Malik Rajon WilsonJ.P. Morgan Securities LLCMorgan Stanley08-05-2015
Jason Charles SescoJ.P. Morgan Securities LLCNationwide Securities, LLC$10011-04-2013
Alisa Alexander StathamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Jordan Matthew KimballJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-21-2017
Keith M MccaslinJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-12-2017
Alexander Hamilton NourseJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-22-2016
Aaron Lee WeissJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$25008-16-2016
Ericka Ann HendersonJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-16-2016
Colt Anthony SchumakerJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-05-2016
Garica Brown Brown CremeansJ.P. Morgan Securities LLCNYLIFE Securities LLC02-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.