Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danny Chris FinchamJ.P. Morgan Securities LLCCitizens Securities, Inc.07-24-2019
David L Spence Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-16-2019
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Alisa Alexander StathamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Gerald Lamar OwensJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.01-22-2019
Alexander Steven BlackJ.P. Morgan Securities LLCEdward Jones12-12-2018
Renee Ann MilyioriJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-29-2018
James Lee GronefeldJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.11-08-2018
Bernard Vincent McManus IIJ.P. Morgan Securities LLCUnited Brokerage Services, Inc10-02-2018
Ryan P. BaileyJ.P. Morgan Securities LLCPNC Investments07-19-2018
Benjamin William SchilligJ.P. Morgan Securities LLCEdward Jones04-24-2018
Julia Ann BoronJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.04-16-2018
Ilija DjukicJ.P. Morgan Securities LLCPNC Investments10-26-2017
Matthew A. JunstromJ.P. Morgan Securities LLCPNC Investments06-22-2017
Ericka Marie McIntireJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.01-23-2017
Corey O'Neil RichardsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-21-2016
Lindsey Jean WhitmoreJ.P. Morgan Securities LLCCitizens Securities, Inc.12-02-2016
Daniel Joseph BrownJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-21-2016
Shelly A. ThomasJ.P. Morgan Securities LLCKey Investment Services LLC10-04-2016
Jeffrey Thomas NagleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2016
Lawrence Albert Behum Jr.J.P. Morgan Securities LLCMorgan Stanley08-09-2016
Kody Michael FisherJ.P. Morgan Securities LLCUnited Brokerage Services, Inc07-25-2016
Chad Edward LybargerJ.P. Morgan Securities LLCMorgan Stanley07-22-2016
Ryan Edward KanzJ.P. Morgan Securities LLCPNC Investments06-23-2016
Richard Aaron AdkinsJ.P. Morgan Securities LLCFifth Third Securities, Inc.05-26-2016
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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