Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lee WeissJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$2508-16-2016
Alexander Thomas FoxJ.P. Morgan Securities LLCEdward Jones12-08-2016
Alisa Alexander StathamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Allen C Dina IIIJ.P. Morgan Securities LLCCitizens Securities, Inc.11-10-2015
Andrew Brian ChildsJ.P. Morgan Securities LLCThe O.N. Equity Sales Company01-02-2019
Andrew CromanJ.P. Morgan Securities LLCPNC Investments10-02-2018
Angela E JohnsonJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-22-2018
Angela KatampeJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-16-2018
Anton Francis LohnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2020
Barbara Lynn HanwayJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC10-16-2013
Benjamin Asher SchlottererJ.P. Morgan Securities LLCPruco Securities, LLC.02-17-2014
Bernard Vincent McManus IIJ.P. Morgan Securities LLCUnited Brokerage Services, Inc10-02-2018
Beth Ann LandwehrJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC08-21-2019
Brady VaughtJ.P. Morgan Securities LLCPruco Securities, LLC.02-12-2020
Brandy Marie DennisJ.P. Morgan Securities LLCEdward Jones05-24-2019
Brian DavinJ.P. Morgan Securities LLCThe Huntington Investment Company01-18-2019
Brian John KulakJ.P. Morgan Securities LLCMetLife Securities Inc.10-31-2013
Brooke SturdivantJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
Carl R GarrisonJ.P. Morgan Securities LLCEdward Jones$15010-01-2012
Casey RainsJ.P. Morgan Securities LLCTD Ameritrade, Inc.$2507-24-2014
Chad AdamsJ.P. Morgan Securities LLCPNC Investments02-04-2016
Chad LybargerJ.P. Morgan Securities LLCMorgan Stanley07-22-2016
Charles Michael RicciardiJ.P. Morgan Securities LLCEdward Jones06-26-2013
Charles Ryan MooreJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.01-02-2019
Chris BrewerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-08-2012
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.