Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Jamie Ray MitchellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-07-2019
Byron D'Charles FreemanJ.P. Morgan Securities LLCOneAmerica Securities, Inc.12-12-2018
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Erin Ashlee BauerJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.12-05-2018
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$2509-24-2018
Michael John FerryJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC09-12-2018
Fauzia F KurjeeJ.P. Morgan Securities LLCInvesco Distributors, Inc.08-07-2018
Anthony Wayne MillerJ.P. Morgan Securities LLCCapital One Investing, LLC08-01-2018
Kevin Khadimally PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Alexander James SpradlinJ.P. Morgan Securities LLCAXA Advisors, LLC06-28-2018
Jeffrey Scot LuftigJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-25-2018
Thomas Scott HolsteadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,13501-12-2018
Justin Carl DavisJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC12-20-2017
Jeffrey Douglas HackettJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-06-2017
Sarah Blake KlementJ.P. Morgan Securities LLCCetera Advisors LLC$10011-28-2017
David Jae JungJ.P. Morgan Securities LLCAXA Advisors, LLC11-27-2017
Christopher Joseph SimchoJ.P. Morgan Securities LLCNYLIFE Securities LLC11-21-2017
Joseph E Dewhart Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Jonathan Jefferies BarhamJ.P. Morgan Securities LLCEdward Jones11-07-2017
Joel Lawrence TannebaumJ.P. Morgan Securities LLCMorgan Stanley$5011-02-2017
Joan Patricia RuffiniJ.P. Morgan Securities LLCMML Investors Services, LLC10-30-2017
Neelay LakhiaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-08-2017
Jamie Lee YanezJ.P. Morgan Securities LLCBBVA Securities Inc.$108-29-2017
Next Page »

Showing 1 to 25 of 243 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.