Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Marcus RollsJ.P. Morgan Securities LLCMorgan Stanley09-28-2020
Robert Alexander WenzigJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-03-2020
Julia Charron FishbeinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Julia Charron FishbeinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
James Thomas HickeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Anthony Thuy BuiJ.P. Morgan Securities LLCLPL Financial LLC08-20-2020
Anthony Thuy BuiJ.P. Morgan Securities LLCLPL Financial LLC08-20-2020
Brandon L. JonesJ.P. Morgan Securities LLCEdward Jones08-17-2020
Brandon L. JonesJ.P. Morgan Securities LLCEdward Jones08-17-2020
David Thomas DominguezJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2020
Gordon Marshall BuskirkJ.P. Morgan Securities LLCBBVA Securities Inc.04-09-2020
Pedro Campos Campos MejoradoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-03-2020
Hernan PerezJ.P. Morgan Securities LLCAXA Advisors, LLC04-01-2020
Marcelo Alaor Pizzato DantasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Luis A. MondragonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-25-2020
Bismarck Oduro DarkoJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.03-12-2020
Hugo RodriguesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2020
Matthew Michael LessardJ.P. Morgan Securities LLCTD Ameritrade, Inc.03-11-2020
Timothy Brian MazzantiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
James Calhoun Griffeth JrJ.P. Morgan Securities LLCNYLIFE Securities LLC03-04-2020
Leonard Andrew Segal Jr.J.P. Morgan Securities LLCRaymond James & Associates, Inc.03-03-2020
Yasmeen Shvai FrazierJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Samuel Gregory ValentiJ.P. Morgan Securities LLCBBVA Securities Inc.02-27-2020
Benjamin Daniel CroffordJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-25-2020
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Showing 1 to 25 of 542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.