Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$2509-24-2018
Noah Ray HughesJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-21-2017
William Douglas Hicks Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$1007-15-2016
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCAXA Advisors, LLC06-05-2019
Bradley Aaron CostiloeJ.P. Morgan Securities LLCAXA Advisors, LLC04-09-2019
Benjamin Javier RuizJ.P. Morgan Securities LLCAXA Advisors, LLC07-24-2017
Colby Marshall HuntJ.P. Morgan Securities LLCAXA Advisors, LLC05-05-2017
Brian Edward LoegeringJ.P. Morgan Securities LLCAxiom Capital Management, Inc.11-18-2013
Jason Todd TaylorJ.P. Morgan Securities LLCBarclays Capital Inc.08-31-2010
Jarris Scott DavisJ.P. Morgan Securities LLCBBVA Compass Investment Solutions, Inc.04-10-2013
Jamie Lee YanezJ.P. Morgan Securities LLCBBVA Securities Inc.08-29-2017
Tammie Weber KnoppJ.P. Morgan Securities LLCBBVA Securities Inc.03-15-2017
Juan Carlos ZayasJ.P. Morgan Securities LLCBBVA Securities Inc.01-13-2015
Blaize N. KaduruJ.P. Morgan Securities LLCBBVA Securities Inc.$1002-05-2014
Nathan Cole ThomasJ.P. Morgan Securities LLCBOK Financial Services, Inc.05-08-2017
Joshua Tomas ConteroJ.P. Morgan Securities LLCCapital One Investing, LLC$2504-09-2018
Jon Steven LindseyJ.P. Morgan Securities LLCCapital One Investing, LLC07-05-2016
Sarah Blake KlementJ.P. Morgan Securities LLCCetera Advisors LLC$10011-28-2017
Kristin Field HartwellJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
Edwin S EspinosaJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Lisa Marie ForsytheJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Joanna Deonath KniebergJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Mazen Andrew BisharaJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Christopher Gerard StimmingJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
W Lee Bull Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
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Showing 1 to 25 of 434 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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