Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Aaron J GoldmanJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-14-2017
Abraham Jauregui GuzmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Adam Mahmoud ElghandourJ.P. Morgan Securities LLCTD Ameritrade, Inc.04-18-2017
Adolio Romeo Garcia IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC08-13-2019
Alberto Daniel FragaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Alejandro MojicaJ.P. Morgan Securities LLCBBVA Securities Inc.05-22-2020
Alesia Kaye CoffmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Alexander Scott KickhamJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Allison Marie Harter-OckwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-27-2016
Amanda Joy BrooksJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-06-2017
Amar Nahida SaatiJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.07-05-2018
Amy Lanette AguilarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-26-2016
An LeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2019
Anay Kumar SrivastavaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-12-2019
Andrew Corey StansellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2016
Andrew Hardwick KuligJ.P. Morgan Securities LLCEquitable Advisors, LLC12-10-2019
Andrew J CushnieJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-30-2016
Angel MendezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Angela Faye HoneyJ.P. Morgan Securities LLCEquitable Advisors, LLC06-15-2019
Anibal A MiatelloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-21-2020
Anne ArroyoJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC01-13-2020
ANTHONY David BALDERASJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-17-2020
Anthony Thuy BuiJ.P. Morgan Securities LLCLPL Financial LLC08-20-2020
Anupa Ann PhilipJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors02-20-2020
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Showing 1 to 25 of 341 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.