Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Richard HernandezJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-01-2019
Zachary John PerretJ.P. Morgan Securities LLCEdward Jones05-08-2019
Zachary Clyde CulverJ.P. Morgan Securities LLCGoldman Sachs & Co.02-08-2019
Zachary Andrew BrashearJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Yu Ju R. ChenJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-05-2017
Yolanda Eleanor JabbarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Ying ClavellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-28-2018
Yesenia BeltranJ.P. Morgan Securities LLCPFS Investments Inc.08-18-2017
Yen Phi OnJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-02-2018
Yasmeen Shvai FrazierJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Yair Juventino GarciaJ.P. Morgan Securities LLCBBVA Securities Inc.10-29-2018
Xiang Ci Helen MeiJ.P. Morgan Securities LLCCetera Investment Services LLC04-13-2018
William Joseph WatrasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-01-2015
William Evan PittmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2014
William Douglas Hicks Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, LLC$1007-15-2016
William Cody SherrodJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2015
William Augusta MladenkaJ.P. Morgan Securities LLCIng Direct Investing, Inc.08-29-2017
William A. SantosJ.P. Morgan Securities LLCMorgan Stanley08-02-2016
Vu Nguyen TranJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-14-2012
Vincent Antwane WallaceJ.P. Morgan Securities LLCHilltop Securities Independent Network Inc.01-28-2013
Victoria Elisa LoboJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC06-07-2017
Veronica AlvaradoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2017
Tyrus HillJ.P. Morgan Securities LLCEdward Jones04-03-2017
Tyler E. NurdinJ.P. Morgan Securities LLCAXA Advisors, LLC06-09-2017
Tuyet-Minh H HoangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
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Showing 1 to 25 of 532 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.