Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley Leon BowmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-07-2019
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Joshua Tyler LowryJ.P. Morgan Securities LLCScottrade, Inc.12-14-2017
Keith James SheridanJ.P. Morgan Securities LLCScottrade, Inc.12-07-2017
Jana Deann Williams-KaiserJ.P. Morgan Securities LLCKey Investment Services LLC11-30-2017
William Edward BochJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2017
William John RomigJ.P. Morgan Securities LLCScottrade, Inc.08-28-2017
Jack Che LeeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-02-2017
Travis Daniel AllbeeJ.P. Morgan Securities LLCScottrade, Inc.06-22-2017
Isaac LlerasJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-24-2017
Anatoliy Mikhaylovich MatyukJ.P. Morgan Securities LLCKey Investment Services LLC12-20-2016
Prashant PillalamarriJ.P. Morgan Securities LLCPruco Securities, LLC.09-16-2016
Alissa Ellen StearnsJ.P. Morgan Securities LLCSecurian Financial Services, Inc.08-24-2016
Aimee P GrantJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-10-2016
Christina Ashley OrdonezJ.P. Morgan Securities LLCNYLIFE Securities LLC06-02-2016
Natalya Sergeyevna OzerugaJ.P. Morgan Securities LLCKey Investment Services LLC05-27-2016
Vonda Kay LamoreJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.05-23-2016
Jenny Rebecca StokesJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-11-2016
Trevor Dean LaroweJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-02-2016
Kaela Justine TrumpJ.P. Morgan Securities LLCWaddell & Reed$104-05-2016
Jonathan Andrew WolfeJ.P. Morgan Securities LLCVanguard Marketing Corporation03-24-2016
Amanda Alise SchmidtJ.P. Morgan Securities LLCPrincipal Securities, Inc.01-14-2016
Nicholas James BaileyJ.P. Morgan Securities LLCSymetra Securities, Inc.12-07-2015
Jason Thomas VossJ.P. Morgan Securities LLCE*TRADE Securities LLC11-12-2015
Brent Michael KaufmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.10-23-2015
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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