Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Scott SternbergJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$15003-11-2013
Alejandro Zamora Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Anthony T BestJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Bradley Joseph McCroreyJ.P. Morgan Securities LLCSignator Investors, Inc.05-25-2016
Brian K GreggJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Carl OpitzJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Charlotte L. BoucheJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Christine M Reichert-ThillJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Creighton Michael DraccaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Neil TuttleJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Deborah Ann SandersJ.P. Morgan Securities LLCNew England Securities03-24-2014
Douglas Martin BrayJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Edward Austin ScherrJ.P. Morgan Securities LLCAssociated Investment Services, Inc.$5005-31-2013
Erik Robert AndersonJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Esther Ezekiel InyangJ.P. Morgan Securities LLCPNC Investments08-10-2017
Francesca Ann Moore ColverJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gerald Jacob ResopJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gricelda AyalaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Heather Ann JohnsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Heidi K Hintz-SwerdlowJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Helen Rose SchrubbeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jason A YorgensenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jeanne M DoubekJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jessica Suzanne AlcornJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jodie Marie ConoverJ.P. Morgan Securities LLCPNC Investments03-17-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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