Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ivan Hornbuckle IVJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors02-05-2020
Benjamin Lee HemerJ.P. Morgan Securities LLCTD Ameritrade, Inc.01-09-2020
Kathleen Nicole GudeJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-17-2019
Allen Edward DableJ.P. Morgan Securities LLCPruco Securities, LLC.10-03-2019
Zachary CampbellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Timothy James RabbittJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-11-2019
Seemi Ejaz BajwaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-11-2019
Rachel Lee O'GradyJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.12-03-2018
Adam RuhlandJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-01-2018
Allen Edward DableJ.P. Morgan Securities LLCThrivent Investment Management Inc.09-06-2018
Berent KowarickJ.P. Morgan Securities LLCMorgan Stanley08-07-2018
Hassan Syed AkhtarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-11-2018
Zachary R MichaelJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.06-11-2018
Shelly M. WohlerJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-10-2018
Wendy Marie AlthenJ.P. Morgan Securities LLCRobert W. Baird & Co. Incorporated11-02-2017
Michael J BernardyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Esther Ezekiel InyangJ.P. Morgan Securities LLCPNC Investments08-10-2017
Susan M DavisJ.P. Morgan Securities LLCMidwest Professional Planners, Ltd.06-29-2017
Staci Ann LeinJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-23-2017
Matthew Gerald MorisJ.P. Morgan Securities LLCMML Investors Services, LLC04-17-2017
Jodie Marie ConoverJ.P. Morgan Securities LLCPNC Investments03-17-2017
Kathryn Diane HessJ.P. Morgan Securities LLCPruco Securities, LLC.03-09-2017
Tanisha Cashon ShabazzJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-06-2016
Brendan FlynnJ.P. Morgan Securities LLCEdward Jones11-21-2016
Jason P BergemannJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.