Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James RabbittJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-11-2019
Shelly M. WohlerJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-10-2018
Michael J BernardyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Esther Ezekiel InyangJ.P. Morgan Securities LLCPNC Investments08-10-2017
Susan M DavisJ.P. Morgan Securities LLCMidwest Professional Planners, Ltd.06-29-2017
Matthew Gerald MorisJ.P. Morgan Securities LLCMML Investors Services, LLC04-17-2017
Jodie Marie ConoverJ.P. Morgan Securities LLCPNC Investments03-17-2017
Kathryn Diane HessJ.P. Morgan Securities LLCPruco Securities, LLC.03-09-2017
Bradley Joseph McCroreyJ.P. Morgan Securities LLCSignator Investors, Inc.05-25-2016
Linda Diane KaliesJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-28-2014
Deborah Ann SandersJ.P. Morgan Securities LLCNew England Securities03-24-2014
John Robert Wasikowski Jr.J.P. Morgan Securities LLCAssociated Investment Services, Inc.05-28-2013
Michael Carl Osborn Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2013
Kevin Michael LenciJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Neil TuttleJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kevin Lee DykstraJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Randy Wolf PotterJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Helen Rose SchrubbeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Heidi K Hintz-SwerdlowJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Matthew Sean GillJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Tracy Rae SennerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brian K GreggJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jessica Suzanne AlcornJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Francesca Ann Moore ColverJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gerald Jacob ResopJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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