Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Faye HoneyJ.P. Morgan Securities LLCEquitable Advisors, LLC06-15-2019
Jamie Teresa PerseJ.P. Morgan Securities LLCCitizens Securities, Inc.06-15-2019
Larry A XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
Jeremy Jordan AudasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Misty Dawn CooperJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-08-2019
Pedro F Nimaja MoralesJ.P. Morgan Securities LLCCitizens Securities, Inc.06-08-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
Keith HuebnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
James BarrettJ.P. Morgan Securities LLCUBS Financial Services Inc.06-07-2019
Bunyan TomJ.P. Morgan Securities LLCMorgan Stanley06-06-2019
Frances Joy A CaldwellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-06-2019
John KirkwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-05-2019
Garrett Michael TognozziJ.P. Morgan Securities LLCMorgan Stanley06-05-2019
Gregory James SabalaJ.P. Morgan Securities LLCInternational Assets Advisory, LLC06-05-2019
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCEquitable Advisors, LLC06-05-2019
Peter KealyJ.P. Morgan Securities LLCGoldman Sachs & Co.06-04-2019
Bradley John HargraveJ.P. Morgan Securities LLCPGIM Investments LLC06-03-2019
Christin Paige ParkerJ.P. Morgan Securities LLCT. Rowe Price Investment Services, Inc.06-03-2019
Diptes BasuJ.P. Morgan Securities LLCIIFL Capital Inc.05-31-2019
Liam KingJ.P. Morgan Securities LLCLPL Financial LLC05-31-2019
Bradley James MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
John Peter FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Billie J VanlithJ.P. Morgan Securities LLCCetera Advisor Networks LLC$2505-28-2019
Scott HuttoJ.P. Morgan Securities LLCTD Ameritrade, Inc.05-28-2019
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.