Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Jacqueline SitesJ.P. Morgan Securities LLCMorgan Stanley03-16-2019
Thomas Joseph Boland IIIJ.P. Morgan Securities LLCNorth Capital Private Securities Corporation03-19-2019
Jose Armando NoriegaJ.P. Morgan Securities LLCVanguard Marketing Corporation03-19-2019
Raoul M AlexanderJ.P. Morgan Securities LLCPaychex Securities Corporation03-26-2019
Matthew R FosterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2019
Elijah James Jarred BrownJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors03-28-2019
Holly Jean SmithJ.P. Morgan Securities LLCNationwide Investment Services Corporation04-01-2019
Robert A PisaneschiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-01-2019
Inna YangJ.P. Morgan Securities LLCTD Ameritrade, Inc.04-01-2019
Douglas J WalkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Ronza Nickolas RamoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Veronica L ArellanoJ.P. Morgan Securities LLCEdward Jones04-03-2019
Rickey Alvin Williams JrJ.P. Morgan Securities LLCCapital One Investing, LLC04-03-2019
Presleigh Nicole WatsonJ.P. Morgan Securities LLCEquitable Advisors, LLC04-03-2019
Richard Albert DAndreaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-04-2019
Phuc Cong TruongJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-04-2019
Peter Clifton LaidlawJ.P. Morgan Securities LLCGoldman Sachs & Co.04-05-2019
Alan D WinterJ.P. Morgan Securities LLCPark Avenue Securities LLC04-05-2019
Michelle T NguyenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-05-2019
Laresa BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Jozsef L Rebek IIJ.P. Morgan Securities LLCKey Investment Services LLC04-09-2019
Bradley Aaron CostiloeJ.P. Morgan Securities LLCEquitable Advisors, LLC04-09-2019
Devona WiseJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-10-2019
Magaly Sanz PerezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.