Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan D WinterJ.P. Morgan Securities LLCPark Avenue Securities LLC04-05-2019
Andres Avelino SarmientoJ.P. Morgan Securities LLCKey Investment Services LLC04-29-2019
Anthony Andrew PuppoJ.P. Morgan Securities LLCPruco Securities, LLC.04-29-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
Christopher Pierce GualeJ.P. Morgan Securities LLCMorgan Stanley03-19-2019
Colin O'MalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
Devona J'Heir WiseJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-10-2019
Gerald PowderJ.P. Morgan Securities LLCMorgan Stanley05-13-2019
Graziano Frank RotelliniJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2019
Lisa Marie FiorentinoJ.P. Morgan Securities LLCMorgan Stanley03-22-2019
Randy E HenriquezJ.P. Morgan Securities LLCEagle Strategies LLC04-22-2019
Richard Alexis HernandezJ.P. Morgan Securities LLCSantander Securities LLC05-20-2019
Robert Anthony PisaneschiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-01-2019
Vionca Layosha Murray-SaxonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC05-10-2019
William BritoJ.P. Morgan Securities LLCNewbridge Securities Corporation$50005-30-2019

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.