Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven M. ThielJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Daniel ManciniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Gabriella CatsicasJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC09-20-2019
Craig Brandon VassellJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-20-2019
Anna Faye SpartzJ.P. Morgan Securities LLCM&T Securities, Inc.09-20-2019
Frederick Joseph SchultzJ.P. Morgan Securities LLCUBS Financial Services Inc.$10009-19-2019
Eric Jordan TeichbergJ.P. Morgan Securities LLCUBS Financial Services Inc.$10009-19-2019
Howard Stuart RothmanJ.P. Morgan Securities LLCUBS Financial Services Inc.$16009-19-2019
Kennan Blakely LowJ.P. Morgan Securities LLCUBS Financial Services Inc.$50009-19-2019
Erica H. LandskroenerJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Adrian HuertaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Trevor Charles Walter DavidJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-18-2019
Nicolas Alejandro BravoJ.P. Morgan Securities LLCEdward Jones09-17-2019
Dennis David Brown JrJ.P. Morgan Securities LLCE*TRADE Securities LLC09-17-2019
Luis Manuel JimenezJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-17-2019
Tabari Travis LintonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-13-2019
James Tyler Van NiceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Frances HailemariamJ.P. Morgan Securities LLCPark Avenue Securities LLC09-13-2019
Charles Michael AbbottJ.P. Morgan Securities LLCLPL Financial LLC09-13-2019
Anay Kumar SrivastavaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-12-2019
Zachary Andrew BrashearJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Joseph SimonsJ.P. Morgan Securities LLCKey Investment Services LLC09-12-2019
Tyrone Darrell KerbyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-11-2019
Arturo GarciduenasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.