Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Alan DostalJ.W. Cole Financial, Inc.Securities America, Inc.05-01-2020
Alejandro Jose Vazquez IIIJ.W. Cole Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Darryl Glenn EnglishJ.W. Cole Financial, Inc.NYLIFE Securities LLC$5003-12-2020
Brian Howard MaxfieldJ.W. Cole Financial, Inc.First Allied Securities, Inc.$5003-05-2020
Edward Michael PittsJ.W. Cole Financial, Inc.Edward Jones$5003-02-2020
Steven Michael RichardsonJ.W. Cole Financial, Inc.First Allied Securities, Inc.$5003-02-2020
Randall Levi NakamuraJ.W. Cole Financial, Inc.CUNA Brokerage Services, Inc.$5002-28-2020
Ramon Valdez Jr.J.W. Cole Financial, Inc.Raymond James Financial Services, Inc.$5002-14-2020
Sylvia D. ChandlerJ.W. Cole Financial, Inc.W&S Brokerage Services, Inc.01-21-2020
Kimberly A. MartinJ.W. Cole Financial, Inc.FBL Marketing Services, LLC01-13-2020
Scott Pritchard HuntJ.W. Cole Financial, Inc.Cetera Advisor Networks LLC$5001-06-2020
Desmond D. ClarkJ.W. Cole Financial, Inc.Institutional Securities Corporation01-02-2020
Jeffrey Brian GolubeffJ.W. Cole Financial, Inc.LPL Financial LLC12-16-2019
Pamela Jane LorenzJ.W. Cole Financial, Inc.First Allied Securities, Inc.$10011-15-2019
Raymond T DifilippoJ.W. Cole Financial, Inc.MML Investors Services, LLC10-04-2019
Joe Dennis MurrayJ.W. Cole Financial, Inc.Ifs Securities$1,00009-26-2019
Craig Anthony RosenbergJ.W. Cole Financial, Inc.Ifs Securities$2509-20-2019
Brendan T JefferyJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.$2509-13-2019
Gary George CastineJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.$5009-13-2019
Andres F. Yepes VillegasJ.W. Cole Financial, Inc.Raymond James & Associates, Inc.08-19-2019
Randall Geraldo BostonJ.W. Cole Financial, Inc.Pruco Securities, LLC.07-26-2019
Robin Kay JohnsonJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC07-23-2019
Jonathan David MatuszkiewiczJ.W. Cole Financial, Inc.NYLIFE Securities LLC07-01-2019
Randy L YoungJ.W. Cole Financial, Inc.W&S Brokerage Services, Inc.06-19-2019
Trisha Ann BaileyJ.W. Cole Financial, Inc.H. Beck, Inc.$7506-18-2019
Next Page »

Showing 1 to 25 of 324 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.