Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
James Henry Amick Jr.J.W. Cole Financial, Inc.LPL Financial LLC$5005-10-2019
Stuart Farrell EttingoffJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$15004-26-2019
Robert Andrew Kopp Jr.J.W. Cole Financial, Inc.LPL Financial LLC$2504-24-2019
William Campbell Monroe IIIJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$2504-18-2019
Brian J. MaliziaJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC04-16-2019
Carol Ann SchmidlinJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$5004-16-2019
James Dean KerseyJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC04-16-2019
James Thomas NelsonJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$10004-16-2019
Lawrence David FlynnJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$10004-16-2019
Mark ScordatoJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$5004-16-2019
Mitchell Warren LyonsJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$104-16-2019
Paul Timothy GardnerJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$2504-16-2019
Richard Warren BirdJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC04-16-2019
Robert Allan Martinez Jr.J.W. Cole Financial, Inc.G.F. Investment Services, LLC$104-16-2019
Sonji Rollins TuckerJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$1804-16-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Michael Todd FelsJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$2511-16-2018
Stephen M. Drizos Jr.J.W. Cole Financial, Inc.Summit Brokerage Services, Inc.$5010-17-2018
Gar Blake MccrayJ.W. Cole Financial, Inc.The Leaders Group, Inc.09-28-2018
Jeffery Lawrence VasiloffJ.W. Cole Financial, Inc.LPL Financial LLC09-24-2018
Justin Christopher DolanJ.W. Cole Financial, Inc.LPL Financial LLC08-27-2018
Michael Robert FinnieJ.W. Cole Financial, Inc.Securities America Advisors, Inc.07-26-2018
Don Wesley SalterJ.W. Cole Financial, Inc.LPL Financial LLC$106-29-2018
Bernard SeidlJ.W. Cole Financial, Inc.AssetMark Brokerage, LLC06-27-2018
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Showing 1 to 25 of 282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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