Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Geraldo BostonJ.W. Cole Financial, Inc.Pruco Securities, LLC.07-26-2019
James Thomas NelsonJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$10004-16-2019
Paul Timothy GardnerJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$2504-16-2019
Robert Allan Martinez Jr.J.W. Cole Financial, Inc.G.F. Investment Services, LLC$104-16-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Michael Todd FelsJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$2511-16-2018
Jeffery Lawrence VasiloffJ.W. Cole Financial, Inc.LPL Financial LLC09-24-2018
Justin Christopher DolanJ.W. Cole Financial, Inc.LPL Financial LLC08-27-2018
Don Wesley SalterJ.W. Cole Financial, Inc.LPL Financial LLC$106-29-2018
Taylor Kalyn SmeltJ.W. Cole Financial, Inc.INVEST Financial Corporation03-23-2018
Matthew Lane UnderwoodJ.W. Cole Financial, Inc.Horace Mann Investors, Inc.11-24-2017
Derek William SichlerJ.W. Cole Financial, Inc.AXA Advisors, LLC11-07-2017
Peggy Leigh GarvinJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.$5010-31-2017
Steven David KurlandJ.W. Cole Financial, Inc.SII Investments, Inc.10-31-2017
Brent Allen BestJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$2510-13-2017
Kalie Grace HawleyJ.W. Cole Financial, Inc.National Planning Corporation10-05-2017
Catherine UnderwoodJ.W. Cole Financial, Inc.Horace Mann Investors, Inc.09-15-2017
Michael Edward Hernandez RussellJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC08-16-2017
Karl Michael Mclead Jr.J.W. Cole Financial, Inc.SII Investments, Inc.$5007-14-2017
William Russell WhitemanJ.W. Cole Financial, Inc.SII Investments, Inc.07-14-2017
Susan Mindy HurschmanJ.W. Cole Financial, Inc.OneAmerica Securities, Inc.$5005-01-2017
Francis Richard PalestraJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.$5001-31-2017
Jessica Dinaya PenovichJ.W. Cole Financial, Inc.Transamerica Financial Advisors, Inc09-13-2016
Lawrence Alan NighbertJ.W. Cole Financial, Inc.Householder Group Estate & Retirement Specialists08-31-2016
Melisa Mae GrzybJ.W. Cole Financial, Inc.Investors Capital Corp.$5007-22-2016
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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