Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Levin Reina Schlager Robert F SchlagerJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.$13012-06-2010
Terry Lynn ArmstrongJ.W. Cole Financial, Inc.MWA Financial Services Inc.08-11-2020
Santo MontalbanoJ.W. Cole Financial, Inc.Ameriprise Financial Services, LLC07-07-2020
Melvin William Engelke IIIJ.W. Cole Financial, Inc.Nationwide Securities, LLC07-06-2020
Scott Paul SmithJ.W. Cole Financial, Inc.Edward Jones$5005-20-2020
Alejandro Jose Vazquez IIIJ.W. Cole Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Randall Levi NakamuraJ.W. Cole Financial, Inc.CUNA Brokerage Services, Inc.$5002-28-2020
Scott Pritchard HuntJ.W. Cole Financial, Inc.Cetera Advisor Networks LLC$5001-06-2020
Jeffrey Brian GolubeffJ.W. Cole Financial, Inc.LPL Financial LLC12-16-2019
Andres F Yepes VillegasJ.W. Cole Financial, Inc.Raymond James & Associates, Inc.08-19-2019
Randall Geraldo BostonJ.W. Cole Financial, Inc.Pruco Securities, LLC.07-26-2019
Trisha Ann BaileyJ.W. Cole Financial, Inc.H. Beck, Inc.$7506-18-2019
Andrew BarnettJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$2504-16-2019
James Thomas NelsonJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$10004-16-2019
Robert Allan Martinez JrJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.04-16-2019
Paul Timothy GardnerJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$2504-16-2019
Robert William TillerJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.02-06-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Johanna Bee FredianiJ.W. Cole Financial, Inc.Principal Securities, Inc.01-11-2019
Michael Todd FelsJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$2511-16-2018
Richard Lewis EkeyJ.W. Cole Financial, Inc.Regulus Advisors, LLC06-27-2018
William DrexlerJ.W. Cole Financial, Inc.MML Investors Services, LLC06-04-2018
Taylor Kalyn SmeltJ.W. Cole Financial, Inc.INVEST Financial Corporation03-23-2018
Troy Orvis VaughanJ.W. Cole Financial, Inc.Signator Investors, Inc.11-09-2017
Rosita Darlene CottonJ.W. Cole Financial, Inc.W&S Brokerage Services, Inc.11-09-2017
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.