Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lee BushJ.W. Cole Financial, Inc.Nationwide Securities, LLC03-02-2009
Norman Charles GilbertJ.W. Cole Financial, Inc.Mutual Service Corporation07-30-2009
Scott Christopher WeidmanJ.W. Cole Financial, Inc.MetLife Securities Inc.08-06-2009
Charlotte Ann MullenJ.W. Cole Financial, Inc.J.W. Cole Advisors, Inc.08-24-2009
Pamela B. PrineJ.W. Cole Financial, Inc.World Group Securities, Inc.10-02-2009
Tedric Emery HoornstraJ.W. Cole Financial, Inc.Banc of America Investment Services, Inc.10-19-2009
Andrew J. KinneyJ.W. Cole Financial, Inc.World Group Securities, Inc.11-05-2009
Anthony Michael CisekJ.W. Cole Financial, Inc.Newbridge Securities Corporation11-19-2009
Thomas Albert McCormick IIIJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.02-01-2010
Curtis Allen WhartonJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.05-05-2010
Harry Dejesus ToroJ.W. Cole Financial, Inc.Raymond James Financial Services Advisors, Inc$1008-30-2010
Malcolm Scott McKayJ.W. Cole Financial, Inc.Raymond James Financial Services Advisors, Inc08-30-2010
Reina Loree SchlagerJ.W. Cole Financial, Inc.Schlager Sonntag & Levin$5009-01-2010
Kenneth Alan LevinJ.W. Cole Financial, Inc.Schlager Sonntag & Levin09-01-2010
John PicardiJ.W. Cole Financial, Inc.Money Concepts Capital Corp10-19-2010
Susan Elisabeth PicardiJ.W. Cole Financial, Inc.Money Concepts Capital Corp10-19-2010
Thomas Paul BrewerJ.W. Cole Financial, Inc.Brewer Financial Services, LLC11-05-2010
John Edward DabrowskiJ.W. Cole Financial, Inc.Brewer Financial Services, LLC11-05-2010
Troy Anthony BetthauserJ.W. Cole Financial, Inc.Brewer Financial Services, LLC11-05-2010
Katarzyna Anna MarczykJ.W. Cole Financial, Inc.Brewer Financial Services, LLC$1011-12-2010
Eric Brian Smith Jr.J.W. Cole Financial, Inc.Walnut Street Securities, Inc.03-14-2011
Danny Thomas OssiJ.W. Cole Financial, Inc.Raymond James Financial Services Advisors, Inc$2504-11-2011
Sean William ReadingJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.05-03-2011
Matthew Edmund WaldenJ.W. Cole Financial, Inc.VALIC Financial Advisors, Inc.05-06-2011
Jay Thomas StueberJ.W. Cole Financial, Inc.First Midwest Securities, Inc.05-20-2011
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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