Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lee BushJ.W. Cole Financial, Inc.Nationwide Securities, LLC03-02-2009
Judy Michel MustardJ.W. Cole Financial, Inc.Nfp Advisor Services03-05-2009
Michael Patrick HodgesJ.W. Cole Financial, Inc.Mutual Service Corporation$10008-03-2009
Scott Christopher WeidmanJ.W. Cole Financial, Inc.MetLife Securities Inc.08-06-2009
Brian A KarahaliosJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-14-2009
Charlotte Ann MullenJ.W. Cole Financial, Inc.J. W. Cole Advisors, Inc.$25008-24-2009
Pamela B. PrineJ.W. Cole Financial, Inc.World Group Securities, Inc.$10010-02-2009
Tedric Emery HoornstraJ.W. Cole Financial, Inc.Banc of America Investment Services, Inc.$10010-19-2009
Daniel Mark SaccalJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$50011-02-2009
James G BarnesJ.W. Cole Financial, Inc.World Group Securities, Inc.$10011-05-2009
Charles Raymond Henderson IIIJ.W. Cole Financial, Inc.World Group Securities, Inc.$50011-05-2009
Andrew J. KinneyJ.W. Cole Financial, Inc.World Group Securities, Inc.11-05-2009
Charles Wesley ProctorJ.W. Cole Financial, Inc.Investment Advisors International, Inc.11-06-2009
Anthony Michael CisekJ.W. Cole Financial, Inc.Newbridge Securities Corporation$10011-19-2009
Michael Edward Hernandez RussellJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.01-04-2010
Kevin Glenn FordJ.W. Cole Financial, Inc.Edward Jones$50001-11-2010
Kristy R BoschertJ.W. Cole Financial, Inc.The O.N. Equity Sales Company01-25-2010
Thomas Albert McCormick IIIJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$10002-01-2010
Kathleen Elizabeth SeidenJ.W. Cole Financial, Inc.Principal Securities, Inc.$50002-18-2010
Christine Timashenka BulesJ.W. Cole Financial, Inc.Professional Asset Management, Inc.02-19-2010
Koy Duran DomannJ.W. Cole Financial, Inc.VALIC Financial Advisors, Inc.03-19-2010
Michael Thomas GilmartinJ.W. Cole Financial, Inc.J.P. Turner & Company, L.L.C.$25004-01-2010
Harry Leon Ehrenberg Jr.J.W. Cole Financial, Inc.First Allied Advisory Services, Inc.$25004-05-2010
Curtis Allen WhartonJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.$10005-05-2010
Richard Lee McmurrayJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.$25005-05-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.