Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-01-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-05-2019
Michael HassellJanney Montgomery ScottMerrill Lynch$14302-28-2019
Ronald H. Holmes, Whitney E. RileyJanney Montgomery ScottBank of America Merrill Lynch$20011-30-2018
Daniel MickleyJanney Montgomery ScottJPMorgan Chase & Co.$8311-12-2018
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Hany FaragJanney Montgomery ScottUBS Financial Services$15311-06-2018
Matthew Kroehler, Lee Springer, James Farrell, Veronica JoynerJanney Montgomery ScottWells Fargo Advisors$23910-16-2018
Glenn RatcliffeJanney Montgomery ScottWells Fargo Advisors$15009-04-2018
Samuel Sammarco, William Moore, William NiceJanney Montgomery ScottWells Fargo Advisors$30009-04-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
William F. PeckJanney Montgomery ScottBrown Advisory$9008-20-2018
Bradley S. Dickens, Jason MinorJanney Montgomery ScottWells Fargo Advisors$17707-05-2018
Eileen KeeganJanney Montgomery ScottWells Fargo Advisors$7706-21-2018
Timothy P. Gormley, Paul M. Furlong, Kevin Keane, Kathleen ZelenkaJanney Montgomery ScottStifel Nicolaus & Co.$40006-14-2018
Leo M. Connors, Leo M. Connors Jr.Janney Montgomery ScottBank of America Merrill Lynch$13305-23-2018
Steven Glasgow, Stephen Evans, Jordan Sibler, Danielle Garofolo, Frank MooreJanney Montgomery ScottAvondale Partners$16305-16-2018
Matthew LoitzJanney Montgomery ScottWells Fargo Advisors$15705-01-2018
Matthew Buikema, Michael Oursler, Travis MorseJanney Montgomery ScottRaymond James$20003-05-2018
Jeramy D. MayJanney Montgomery ScottWells Fargo Advisors$11803-01-2018
Kenneth P. Steinmetz, James C. JacksonJanney Montgomery ScottBank of America Merrill Lynch$12802-22-2018
Kyle L. Clements, Will LangdonJanney Montgomery ScottBank of America Merrill Lynch$30002-22-2018
Andrew F. AubreyJanney Montgomery ScottBank of America Merrill Lynch$22002-14-2018
Scott Horowitz, Shelly DeLucasJanney Montgomery ScottRaymond James$10001-18-2018
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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