Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley Wealth Management$15906-13-2013
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Andrew F. AubreyJanney Montgomery ScottBank of America Merrill Lynch$22002-14-2018
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Bradley S. Dickens, Jason MinorJanney Montgomery ScottWells Fargo Advisors$17707-05-2018
Brendan Flaherty, Sandra CummingsJanney Montgomery ScottBank of America Merrill Lynch$11609-06-2017
Carlton AndersonJanney Montgomery ScottMassMutual Financial Group$8207-06-2017
Chris GolesJanney Montgomery ScottWells Fargo Advisors$9806-23-2016
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottBank of America Merrill Lynch$11808-31-2017
Christopher WalkleyJanney Montgomery ScottMorgan Stanley Wealth Management$10708-22-2017
Claudette Boudreaux, Rusty DennerJanney Montgomery ScottChapin Davis$10312-07-2016
Colleen MacKenzie-DoinoJanney Montgomery ScottMorgan Stanley Wealth Management$9711-02-2017
Daniel HonanJanney Montgomery ScottBank of America Merrill Lynch01-02-2015
Daniel MickleyJanney Montgomery ScottJPMorgan Chase & Co.$8311-12-2018
Dave BerrettaJanney Montgomery ScottMBSC Securities$9004-15-2016
David JenningsJanney Montgomery ScottBank of America Merrill Lynch$13503-23-2017
David MossJanney Montgomery ScottWells Fargo Advisors$9004-24-2017
David SeigermanJanney Montgomery ScottMorgan Stanley Wealth Management$6707-08-2013
Douglas P. VelnoskeyJanney Montgomery ScottMorgan Stanley Wealth Management$19011-08-2013
Eileen KeeganJanney Montgomery ScottWells Fargo Advisors$7706-21-2018
Fady C. MaghakJanney Montgomery ScottRaymond James$20009-22-2017
Frank Hundley, Craig McGovernJanney Montgomery ScottBank of America Merrill Lynch$8812-02-2016
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-01-2019
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Glenn RatcliffeJanney Montgomery ScottWells Fargo Advisors$15009-04-2018
Next Page »

Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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