Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management05-13-2015
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management04-01-2015
Daniel HonanJanney Montgomery ScottBank of America Merrill Lynch01-02-2015
Michael P. ReeseJanney Montgomery ScottStifel Nicolaus & Co.08-28-2014
Jamie SmithJanney Montgomery ScottWells Fargo Advisors$5108-16-2017
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Seth DiamondJanney Montgomery ScottMorgan Stanley Wealth Management$5812-20-2013
Noah Doyle, Charles PrinciottoJanney Montgomery ScottBank of America Merrill Lynch$6303-02-2017
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Michael TonerJanney Montgomery ScottBank of America Merrill Lynch$6502-16-2017
David SeigermanJanney Montgomery ScottMorgan Stanley Wealth Management$6707-08-2013
Victoria RickerJanney Montgomery ScottMorgan Stanley Wealth Management$7011-02-2017
Jeffrey PollardJanney Montgomery ScottWells Fargo Advisors$7001-13-2017
Peter MeizelsJanney Montgomery ScottStifel Nicolaus & Co.$7207-15-2016
Eileen KeeganJanney Montgomery ScottWells Fargo Advisors$7706-21-2018
John Hardiman, William LeppingJanney Montgomery ScottBank of America Merrill Lynch$7708-30-2017
Vincent CrognaleJanney Montgomery ScottMorgan Stanley Wealth Management$7908-05-2013
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Stephen ElderJanney Montgomery ScottHilliard Lyons$8108-17-2017
Carlton AndersonJanney Montgomery ScottMassMutual Financial Group$8207-06-2017
Daniel MickleyJanney Montgomery ScottJPMorgan Chase & Co.$8311-12-2018
Steve Victor, Lisa FourakerJanney Montgomery ScottRBC Wealth Management$8705-01-2017
Frank Hundley, Craig McGovernJanney Montgomery ScottBank of America Merrill Lynch$8812-02-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
William F. PeckJanney Montgomery ScottBrown Advisory$9008-20-2018
Next Page »

Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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