Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Colleen MacKenzie-DoinoJanney Montgomery ScottMorgan Stanley Wealth Management$9711-02-2017
Matthew J. CramerJanney Montgomery ScottBank of America Merrill Lynch$15311-02-2017
Victoria RickerJanney Montgomery ScottMorgan Stanley Wealth Management$7011-02-2017
Fady C. MaghakJanney Montgomery ScottRaymond James$20009-22-2017
Jeff SmithJanney Montgomery ScottMorgan Stanley Wealth Management$10009-15-2017
Marguerite KircherJanney Montgomery ScottWellington Sheilds$11909-08-2017
Brendan Flaherty, Sandra CummingsJanney Montgomery ScottBank of America Merrill Lynch$11609-06-2017
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottBank of America Merrill Lynch$11808-31-2017
John Hardiman, William LeppingJanney Montgomery ScottBank of America Merrill Lynch$7708-30-2017
Christopher WalkleyJanney Montgomery ScottMorgan Stanley Wealth Management$10708-22-2017
Stephen ElderJanney Montgomery ScottHilliard Lyons$8108-17-2017
Jamie SmithJanney Montgomery ScottWells Fargo Advisors$5108-16-2017
Jeffrey JacksonJanney Montgomery ScottRaymond James$10608-01-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors$9607-20-2017
Carlton AndersonJanney Montgomery ScottMassMutual Financial Group$8207-06-2017
Jesse G. Parks, Alice S. RoyalJanney Montgomery ScottSA Stone Wealth Management$18506-13-2017
Jesse ParksJanney Montgomery ScottSA Stone Wealth Management$18506-13-2017
June Strunk, Shane OÕBrien, Lisa CayerJanney Montgomery ScottMorgan Stanley Wealth Management$30005-18-2017
June Strunk, Shane O'BrienJanney Montgomery ScottMorgan Stanley Wealth Management$17705-16-2017
Steve Victor, Lisa FourakerJanney Montgomery ScottRBC Wealth Management$8705-01-2017
David MossJanney Montgomery ScottWells Fargo Advisors$9004-24-2017
Joseph SheehanJanney Montgomery ScottBank of America Merrill Lynch$10104-20-2017
Michael O'FlahertyJanney Montgomery ScottBank of America Merrill Lynch$14404-07-2017
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Showing 26 to 50 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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