Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David JenningsJanney Montgomery ScottBank of America Merrill Lynch$13503-23-2017
Noah Doyle, Charles Princiotto, Sean MartinJanney Montgomery ScottBank of America Merrill Lynch$15003-06-2017
Noah Doyle, Charles PrinciottoJanney Montgomery ScottBank of America Merrill Lynch$6303-02-2017
Kirk KolligianJanney Montgomery ScottBank of America Merrill Lynch$14502-23-2017
Michael TonerJanney Montgomery ScottBank of America Merrill Lynch$6502-16-2017
Melville BroughtonJanney Montgomery ScottBB&T Securities$9302-02-2017
Jeffrey PollardJanney Montgomery ScottWells Fargo Advisors$7001-13-2017
Claudette Boudreaux, Rusty DennerJanney Montgomery ScottChapin Davis$10312-07-2016
Frank Hundley, Craig McGovernJanney Montgomery ScottBank of America Merrill Lynch$8812-02-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
Ken Griffen, Paul Vaida, Royden Grimm, Barry Saluk, Jared BloxsomJanney Montgomery ScottBank of America Merrill Lynch$80010-10-2016
Michael Dadko Janney Montgomery ScottUBS Financial Services$11209-22-2016
Peter MeizelsJanney Montgomery ScottStifel Nicolaus & Co.$7207-15-2016
Chris GolesJanney Montgomery ScottWells Fargo Advisors$9806-23-2016
Ken SarpuJanney Montgomery ScottWells Fargo Advisors$11606-16-2016
Hans UnderdahlJanney Montgomery ScottRBC Wealth Management$9305-04-2016
Hugh Lantz, Michael GochenourJanney Montgomery ScottWells Fargo Advisors$19604-22-2016
Jeff Mossbarger, Drew Deimling, Chris MolerJanney Montgomery ScottWells Fargo Advisors$18804-20-2016
Dave BerrettaJanney Montgomery ScottMBSC Securities$9004-15-2016
Michael Porter, Jeffrey LambertJanney Montgomery ScottMorgan Stanley Wealth Management$23903-31-2016
Peter AdcroftJanney Montgomery ScottUBS Financial Services$10303-23-2016
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management05-13-2015
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management04-01-2015
Daniel HonanJanney Montgomery ScottBank of America Merrill Lynch01-02-2015
Michael A. CoraggioJanney Montgomery ScottBB&T Securities$11509-03-2014
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Showing 51 to 75 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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