Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Michael WalterJanney Montgomery Scott LLCADP Broker-Dealer, Inc.08-30-2016
Devin Marquis WhiteJanney Montgomery Scott LLCAllstate Financial Services, LLC01-10-2017
Steven Joseph NicklasJanney Montgomery Scott LLCAmeriprise Financial Services, Inc.$5004-20-2018
George Vincent RyanJanney Montgomery Scott LLCAmeriprise Financial Services, Inc.$10008-07-2015
Jack Wendell Griffith Jr.Janney Montgomery Scott LLCAmeriprise Financial Services, Inc.$2501-27-2014
John Wells Chapman Jr.Janney Montgomery Scott LLCAmeriprise Financial Services, Inc.$2501-27-2014
Jack W. Griffith IIIJanney Montgomery Scott LLCAmeriprise Financial Services, Inc.01-27-2014
Ashok RajanJanney Montgomery Scott LLCAWM Global Advisors02-17-2016
Linda Marie CapobiancoJanney Montgomery Scott LLCBanc of America Investment Services, Inc.$15005-29-2009
Joseph Patrick HassettJanney Montgomery Scott LLCBanc of America Investment Services, Inc.05-29-2009
Joan Mary RegensburgerJanney Montgomery Scott LLCBanc of America Investment Services, Inc.05-29-2009
Steven Charles GuggenheimerJanney Montgomery Scott LLCBarclays Capital Inc.$15003-07-2014
George Mina ZakiJanney Montgomery Scott LLCBarclays Capital Inc.03-07-2014
William SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
Joseph Melville Broughton IIIJanney Montgomery Scott LLCBB&T Securities, LLC$13802-02-2017
Jeffrey Ross PurdonJanney Montgomery Scott LLCBB&T Securities, LLC$5401-27-2016
John Poindexter Irby IVJanney Montgomery Scott LLCBB&T Securities, LLC$5001-27-2016
David Vincent BerrettaJanney Montgomery Scott LLCBNY Mellon Securities Corporation04-15-2016
David Angel SilvaJanney Montgomery Scott LLCBNY Mellon Securities Corporation06-22-2012
Nadav Nachum BaumJanney Montgomery Scott LLCBPU Investment Management Inc.$10005-02-2016
William Ford PeckJanney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00008-17-2018
Michael Salvatore Federico Sr.Janney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00005-25-2018
Claudette Louise BoudreauxJanney Montgomery Scott LLCChapin, Davis12-07-2016
Timothy Edward DalyJanney Montgomery Scott LLCCitigroup Global Markets Inc.06-15-2009
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
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Showing 1 to 25 of 394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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