Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse G Parks Alice S RoyalJanney Montgomery Scott LLCSA Stone Wealth Management Inc.$18506-13-2017
Jesse ParksJanney Montgomery Scott LLCSA Stone Wealth Management Inc.$18506-13-2017
Jack W Griffith Jr Jack W Griffith III John W ChapmanJanney Montgomery Scott LLCAmeriprise Financial Services, LLC$10101-30-2014
Thomas SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-20-2020
William SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
Gary Halter Benjamin Halter Sharland BakerJanney Montgomery Scott LLCRBC Capital Markets, LLC$14011-12-2018
William F PeckJanney Montgomery Scott LLCBrown Advisory Securities, LLC$9008-20-2018
Timothy P Gormley Paul M Furlong Kevin Keane Kathleen ZelenkaJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$40006-14-2018
Steven Glasgow Stephen Evans Jordan Sibler Danielle Garofolo Frank MooreJanney Montgomery Scott LLCAvondale Partners, LLC$16305-16-2018
Steve Victor Lisa FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC$8705-01-2017
Melville BroughtonJanney Montgomery Scott LLCBB&T Securities, LLC$9302-02-2017
Peter MeizelsJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$7207-15-2016
Hans UnderdahlJanney Montgomery Scott LLCRBC Capital Markets, LLC$9305-04-2016
J Todd Pauliny Michael StewartJanney Montgomery Scott LLCRBC Capital Markets, LLC04-01-2015
Michael A CoraggioJanney Montgomery Scott LLCBB&T Securities, LLC$11509-03-2014
Michael P ReeseJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated08-28-2014
Steven Guggenheimer George ZakiJanney Montgomery Scott LLCBarclays Capital Inc.$21403-07-2014
John Goles Steven DeBoyJanney Montgomery Scott LLCRBC Capital Markets, LLC$17511-07-2013
WG Simms Oliphant Jr Christopher T SmithJanney Montgomery Scott LLCStephens$15506-11-2013
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Daniel FisherJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-06-2020
Jimmy HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Anthony Tango Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
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Showing 1 to 25 of 640 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.