Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danielle Renee MajorJanney Montgomery Scott LLCMorgan Stanley06-24-2019
William SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
Steven Cooper, Trey Hastings, Ronald Miller, and Oliver BeckJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22006-19-2019
Mark WilloughbyJanney Montgomery Scott LLCHilliard Lyons$5006-18-2019
Granville Trey Ellis HastingsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-19-2019
Steven Elliot CooperJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3506-19-2019
Ronald S. MillerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Brett Aubrey VetenskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2506-06-2019
Kenneth Mark WapnitskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Stephen Mark Gansler Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2019
Colin Patrick BurkeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2019
Gregory Ralph PowellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Michael GodbyJanney Montgomery Scott LLCFIG Partners, LLC$10006-03-2019
Jeff SchultzJanney Montgomery Scott LLCRaymond James$20004-18-2019
Julie KnightJanney Montgomery Scott LLCMorgan Stanley$1,00004-26-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley04-25-2019
Lisa Anne SomersJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$10004-16-2019
Philip Lawrence FriedJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2019
Robert Vernon MouroJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
Peter Alan LongoJanney Montgomery Scott LLCGWFS Equities, Inc.03-22-2019
Roberto RosaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-05-2019
Karl Alvin Ernst Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$20003-05-2019
Michael Walter HassellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2019
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Showing 1 to 25 of 394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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