Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Abraham Paul HorowitzJanney Montgomery Scott LLCMorgan Stanley03-09-2020
Adam Christopher DunhamJanney Montgomery Scott LLCScottrade, Inc.03-15-2017
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-05-2009
Alan John ChapmanJanney Montgomery Scott LLCMercadien Securities01-24-2012
Albert John MakkayJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2010
Alexander Lawrence LetiziaJanney Montgomery Scott LLCTD Ameritrade Investment Management, LLC02-22-2011
Alexandros S VlahosJanney Montgomery Scott LLCMorgan Stanley02-01-2018
Alfred Joseph DerenzisJanney Montgomery Scott LLCMorgan Stanley$10006-13-2013
Alice Beth Leopold-BenintendiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-11-2015
Alison Shirley PerrinJanney Montgomery Scott LLCPruco Securities, LLC.$5001-11-2016
Allan Hitchings StrangeJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-16-2009
Allie Lynnette Gamble-TaylorJanney Montgomery Scott LLCRaymond James Financial Services, Inc.11-11-2019
Amanda Berger BurdickJanney Montgomery Scott LLCThe Huntington Investment Company07-15-2019
Amanda Beth GlanzJanney Montgomery Scott LLCUBS Financial Services Inc.$5011-30-2017
Andrew C. CarnevaleJanney Montgomery Scott LLCMorgan Stanley06-18-2012
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Andrew Gornell BallouJanney Montgomery Scott LLCRBC Capital Markets, LLC05-09-2016
Andrew John LawsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-18-2013
Andrew Martin IngemanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-20-2009
Andrew Michael GartlandJanney Montgomery Scott LLCGold Medal Waters, Inc.06-07-2016
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
Andrew Richard AlcareseJanney Montgomery Scott LLCMorgan Stanley$15011-13-2013
Andrew S Vitek Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-12-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.