Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-05-2009
Albert John MakkayJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2010
Alexander Lawrence LetiziaJanney Montgomery Scott LLCTD Ameritrade Investment Management, LLC02-22-2011
Alice Beth Leopold-BenintendiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-11-2015
Allan Hitchings Strange, John Francis BaronJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-16-2009
Amanda Beth GlanzJanney Montgomery Scott LLCUBS Financial Services Inc.$5011-30-2017
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Andrew John LawsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-18-2013
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
Andrew Richard AlcareseJanney Montgomery Scott LLCMorgan Stanley11-13-2013
Andrew S Vitek Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-12-2017
Ann Ashley W. WilandJanney Montgomery Scott LLCMorgan Stanley11-02-2015
Ann Marie Sobieski BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$7706-20-2016
Arnold Charles Carnevale Jr.Janney Montgomery Scott LLCMorgan Stanley$5006-28-2012
Ashok RajanJanney Montgomery Scott LLCAWM Global Advisors02-17-2016
Barry Joseph SalukJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-06-2016
Barry Keith WhalenJanney Montgomery Scott LLCMorgan Stanley$10011-10-2010
Barry Michael HavenerJanney Montgomery Scott LLCMorgan Keegan & Company, Inc.04-12-2012
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Bennett Christopher WalkerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$7708-16-2017
Bernie Lee TownesJanney Montgomery Scott LLCUBS Financial Services Inc.$10011-30-2017
Bradley Keith AdamsJanney Montgomery Scott LLCMorgan Stanley$5003-10-2011
Bradley Scott DickensJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10007-05-2018
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Showing 1 to 25 of 393 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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