Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Fayez IbrahimJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5004-30-2013
Robert Francis Farrell Jr.Janney Montgomery Scott LLCCitigroup Global Markets Inc.$15001-16-2009
Robert Frederick Kay Sr.Janney Montgomery Scott LLCMorgan Keegan & Company, Inc.12-15-2011
Robert GaronzikJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-17-2009
Robert John BanasiakJanney Montgomery Scott LLCMorgan Stanley$5004-24-2013
Robert Kirkwood EberlyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-13-2009
Robert Neil ShulmanJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5001-16-2009
Robert S. ZaidmanJanney Montgomery Scott LLCMorgan Stanley06-02-2016
Robert Schwartz Black, Edward Albert Manuel, Edward Harry Blumenthal, Robert Mark BorkowskiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-03-2013
Robert Vernon MouroJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Robert Walter Hoey, John Martin Kirsch Jr.Janney Montgomery Scott LLCCitigroup Global Markets Inc.$10001-16-2009
Roberto RosaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-05-2019
Roger Freeman GiraudJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5001-28-2016
Ronald Henry Holmes Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2018
Ronald S. MillerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Ronald Stanley MaslankaJanney Montgomery Scott LLCMorgan Stanley11-10-2010
Roni R. ChaseJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-01-2016
Rosa Maria DiazJanney Montgomery Scott LLCRBC Capital Markets, LLC$1810-02-2017
Royden August GrimmJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-06-2016
Ryan Jarrett HamiltonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2014
Ryan Patrick McNamaraJanney Montgomery Scott LLCUnited Brokerage Services, Inc11-01-2010
Ryan StecklerJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10007-18-2016
Ryan WilsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
Salvatore J Tocco IVJanney Montgomery Scott LLCDime Investment Services$5003-14-2012
Sandra CummingsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2017
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Showing 301 to 325 of 394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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