Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
Scott David FordJanney Montgomery Scott LLCMorgan Stanley$5006-13-2013
Scott Fletcher SingerJanney Montgomery Scott LLCEdward Jones$1010-13-2015
Scott Jason HorowitzJanney Montgomery Scott LLCRaymond James & Associates, Inc.$2501-18-2018
Scott Jeffrey KarpiakJanney Montgomery Scott LLCRBC Capital Markets, LLC$15008-17-2015
Sean Patrick FitzgibbonJanney Montgomery Scott LLCFitzgibbon Toigo & Co. LLC09-04-2012
Sean Thomas MartinJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2017
Seth DiamondJanney Montgomery Scott LLCMorgan Stanley12-19-2013
Shawn Christopher SauerweinJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated01-26-2012
Sheila Spainhour Shaffer, Shannon Joyce McGreevy, Daniel Wade SpainhourJanney Montgomery Scott LLCMorgan Stanley$2508-19-2009
Sheldon Wallace Ferriss Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9712-06-2018
Stephen James SpahrJanney Montgomery Scott LLCRaymond James & Associates, Inc.06-18-2015
Stephen Jay ZalesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10012-07-2017
Stephen Mark Gansler Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2019
Stephen Michael ElderJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15008-17-2017
Stephen Michael GoldsteinJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-15-2009
Steven Charles GuggenheimerJanney Montgomery Scott LLCBarclays Capital Inc.$15003-07-2014
Steven Coleman VictorJanney Montgomery Scott LLCRBC Capital Markets, LLC$10005-01-2017
Steven Cooper, Trey Hastings, Ronald Miller, and Oliver BeckJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22006-19-2019
Steven Elliot CooperJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3506-19-2019
Steven John Deboy Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Steven Joseph NicklasJanney Montgomery Scott LLCAmeriprise Financial Services, Inc.$5004-20-2018
Steven Keith ManleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-27-2009
Steven Matthew LaneJanney Montgomery Scott LLCCitigroup Global Markets Inc.06-04-2009
Steven N PerlmanJanney Montgomery Scott LLCRaymond James & Associates, Inc.05-31-2018
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Showing 326 to 350 of 393 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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