Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Donald RouthierJanney Montgomery Scott LLCOppenheimer & Co. Inc.$13601-08-2016
James Edward FarrellJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$6410-15-2018
James Joseph ErnstJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5002-11-2009
James Matthew Farrell Sr.Janney Montgomery Scott LLCGirard Partners Ltd.12-12-2016
James Matthew PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-29-2015
James Milton VandenbergJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5004-20-2009
James Morris SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC08-16-2017
James Walter BeltzJanney Montgomery Scott LLCMorgan Stanley$5003-12-2015
Jane S. GoodyearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Janet Renee Riser, Jessica Anne HartmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Jared William BloxsomJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$28810-06-2016
Jason M. PhillipsJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2504-28-2011
Jason Richard MinorJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5007-05-2018
Jeanne S. P. De BoerJanney Montgomery Scott LLCUBS Financial Services Inc.06-17-2013
Jeff SchultzJanney Montgomery Scott LLCRaymond James$20004-18-2019
Jeffrey Alan MossbargerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$19604-19-2016
Jeffrey Brian JacksonJanney Montgomery Scott LLCRaymond James Financial Services, Inc.$8508-01-2017
Jeffrey David TidwellJanney Montgomery Scott LLCMorgan Stanley11-02-2017
Jeffrey James PollardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15001-13-2017
Jeffrey Paul GenkingerJanney Montgomery Scott LLCFederated Global Investment Management Corp.09-04-2012
Jeffrey Ross PurdonJanney Montgomery Scott LLCBB&T Securities, LLC$5401-27-2016
Jeffrey Scott KempJanney Montgomery Scott LLCMorgan Stanley$10007-09-2015
Jenny D Duleski DalyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2017
Jeramy Douglas MayJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-01-2018
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Showing 126 to 150 of 393 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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