Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Thomas ManchesterJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$2507-07-2016
William Stuart JeterJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5004-20-2009
William SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
William Robert PoffJanney Montgomery Scott LLCWells Fargo Advisors Financial Network, LLC06-19-2013
William Michael MooreJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5008-31-2018
William John MastalskiJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-20-2009
William Grove Stewart IIIJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-11-2009
William Gilmore Simms Oliphant Jr.Janney Montgomery Scott LLCStephens06-06-2013
William Ford PeckJanney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00008-17-2018
William F. DanielsJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5009-13-2018
William Edward Lepping Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2017
William Deschamps BlackfordJanney Montgomery Scott LLCMorgan Stanley$10005-12-2015
William Carl MeyerJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-18-2009
William Benjamin Jones Jr.Janney Montgomery Scott LLCMorgan Stanley08-10-2009
Whitney Eck RileyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Wayne Adger HowleJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2501-18-2019
Vincent Carmen CrognaleJanney Montgomery Scott LLCMorgan Stanley$5008-01-2013
Victoria Miller RickerJanney Montgomery Scott LLCMorgan Stanley$5011-02-2017
Victor Manuel FernandezJanney Montgomery Scott LLCRaymond James & Associates, Inc.09-22-2017
Victor Irving AdlerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Van B Batchelor Noah Jr.Janney Montgomery Scott LLCUBS Financial Services Inc.05-18-2009
Travis Glenn MorseJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-02-2018
Timothy R BrownJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2017
Timothy Patrick GormleyJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$10006-13-2018
Timothy Joseph SullivanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2007-20-2017
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Showing 1 to 25 of 394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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