Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-20-2020
William SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
J Todd Pauliny Michael StewartJanney Montgomery Scott LLCRBC Capital Markets, LLC04-01-2015
Michael P ReeseJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated08-28-2014
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Daniel FisherJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-06-2020
Jimmy HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Anthony Tango Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
Laurence M Braunstein Jordan BraunsteinJanney Montgomery Scott LLCMorgan Stanley05-13-2015
Daniel HonanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Karen Cecilia BurkhartJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC09-30-2020
Frederic Houghton Phillips IIJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Luke Andrew DowdJanney Montgomery Scott LLCMorgan Stanley09-04-2020
William Christian WeirichJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC07-09-2020
Catherine Ann MccarthyJanney Montgomery Scott LLCLPL Financial LLC06-30-2020
Gary BegnaudJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2020
Amy Ruth BegnaudJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2020
Gregory Finley YoungJanney Montgomery Scott LLCRaymond James & Associates, Inc.06-12-2020
Brian M GaryJanney Montgomery Scott LLCRaymond James & Associates, Inc.06-12-2020
Elizabeth Anne YoungJanney Montgomery Scott LLCRaymond James & Associates, Inc.06-12-2020
Stephen Deryl BurlesonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2020
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Showing 1 to 25 of 640 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.