Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Edward DalyJanney Montgomery Scott LLCCitigroup Global Markets Inc.06-15-2009
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
Margaret Tegler HardestyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15006-04-2009
Steven Matthew LaneJanney Montgomery Scott LLCCitigroup Global Markets Inc.06-04-2009
William John MastalskiJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-20-2009
William Grove Stewart IIIJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-11-2009
Maryanne Delores MorrisseyJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-11-2009
Keith Eugene LivengoodJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-06-2009
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Charles Pennock CollingsJanney Montgomery Scott LLCCitigroup Global Markets Inc.$2505-05-2009
David Westbrook PageJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10005-05-2009
James A. WolfingerJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5004-23-2009
Brian Anthony FlemingJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-23-2009
Jack Thomas HeylJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5004-20-2009
William Stuart JeterJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5004-20-2009
James Milton VandenbergJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5004-20-2009
John Waller MaloneyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-20-2009
Leonard M. GreenebaumJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-17-2009
Robert GaronzikJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-17-2009
Todd Edward MitchellJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-17-2009
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Gordon Albert EideJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-16-2009
Allan Hitchings StrangeJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-16-2009
Richard Albert Crittenden Jr.Janney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-16-2009
John David PhippsJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5004-16-2009
Next Page »

Showing 1 to 25 of 71 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.