Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Albert John MakkayJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2010
Alice Beth Leopold-BenintendiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-11-2015
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Barry Joseph SalukJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-06-2016
Brendan Patrick FlahertyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-06-2017
Brian Clark EnrightJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Charles PrinciottoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2017
Christopher Ryan MacphersonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
Colin Patrick BurkeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2019
Craig McGovernJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Daniel Joseph HonanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2015
David Ellery JenningsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14203-23-2017
David Elliott GriceJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2013
Douglass F Ergood Sr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2012
Edmund Marshal BroomheadJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Evan Thomas GilchrestJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Frank B. HundleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Granville Trey Ellis HastingsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-19-2019
Gregory Ralph PowellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Holly Ayers HeddeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2016
James Matthew PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
Jane S. GoodyearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Janet Renee Riser, Jessica Anne HartmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Jared William BloxsomJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$28810-06-2016
Next Page »

Showing 1 to 25 of 69 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.