Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter James LambertiJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-11-2019
Brian D. HoffmanJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-05-2019
Antoinette P. LombardiJanney Montgomery Scott LLCOppenheimer & Co. Inc.01-28-2019
Brian Paul CutticJanney Montgomery Scott LLCOppenheimer & Co. Inc.03-12-2018
Tara Inez GoinsJanney Montgomery Scott LLCOppenheimer & Co. Inc.02-26-2015
Ryan StecklerJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10007-18-2016
James Donald RouthierJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10001-08-2016
Angela PandalenoJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10011-10-2014
Richard Allan BaumJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10009-15-2014
Courtney Paige CarnevaleJanney Montgomery Scott LLCOppenheimer & Co. Inc.$15004-08-2015
Richard P PeranoJanney Montgomery Scott LLCOppenheimer & Co. Inc.$25003-08-2012
Christopher Ronald DigregorioJanney Montgomery Scott LLCOppenheimer & Co. Inc.$50002-26-2015
Marisa Leigh ButlerJanney Montgomery Scott LLCOppenheimer & Co. Inc.$50007-10-2014
James Sean LebaronJanney Montgomery Scott LLCOppenheimer & Co. Inc.$50010-19-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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