Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Marie Sobieski BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$7706-20-2016
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Bruce Harding SearsJanney Montgomery Scott LLCRBC Capital Markets, LLC12-20-2016
Christopher Warren LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-12-2012
Ethan David LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC10-12-2012
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Gregory John DupeeJanney Montgomery Scott LLCRBC Capital Markets, LLC$10008-17-2015
Henry James Faragalli IIIJanney Montgomery Scott LLCRBC Capital Markets, LLC$10009-28-2017
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-29-2015
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
John Todd PaulinyJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
Lisa W FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC05-01-2017
Patrick Joseph GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Rosa Maria DiazJanney Montgomery Scott LLCRBC Capital Markets, LLC$1810-02-2017
Scott Jeffrey KarpiakJanney Montgomery Scott LLCRBC Capital Markets, LLC$15008-17-2015
Steven Coleman VictorJanney Montgomery Scott LLCRBC Capital Markets, LLC$10005-01-2017
Steven John Deboy Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Thomas Hans Underdahl Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC$18805-05-2016

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.