Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Matthew Agricola GriebJanney Montgomery Scott LLCRBC Capital Markets, LLC11-20-2017
Dina Lucia LirosiJanney Montgomery Scott LLCRBC Capital Markets, LLC10-10-2017
Tracey SchustermanJanney Montgomery Scott LLCRBC Capital Markets, LLC09-26-2017
Lisa W FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC05-01-2017
Andrew Gornell BallouJanney Montgomery Scott LLCRBC Capital Markets, LLC05-09-2016
Thomas Hans Underdahl Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC05-05-2016
Lisa LowiJanney Montgomery Scott LLCRBC Capital Markets, LLC11-10-2015
Thomas Francis GayerJanney Montgomery Scott LLCRBC Capital Markets, LLC05-08-2015
Patrick Joseph GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Steven John Deboy Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Peter Edward Price IIJanney Montgomery Scott LLCRBC Capital Markets, LLC08-13-2013
Ethan David LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC10-12-2012
Rosa Maria DiazJanney Montgomery Scott LLCRBC Capital Markets, LLC$1810-02-2017
Ann Marie Sobieski BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$2506-20-2016
Bruce Harding SearsJanney Montgomery Scott LLCRBC Capital Markets, LLC$5012-20-2016
Robert Louis BelcastroJanney Montgomery Scott LLCRBC Capital Markets, LLC$5005-08-2015
Michael P. StewartJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
John Todd PaulinyJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
Stephen Thaddeus QuerzoliJanney Montgomery Scott LLCRBC Capital Markets, LLC$5006-28-2012
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Henry James Faragalli IIIJanney Montgomery Scott LLCRBC Capital Markets, LLC$10009-28-2017
Steven Coleman VictorJanney Montgomery Scott LLCRBC Capital Markets, LLC$10005-01-2017
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-29-2015
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.