Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Stephen BeloinJanney Montgomery Scott LLCLPL Financial LLC11-21-2019
Kenneth Mark WapnitskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Catherine Marie AndradeJanney Montgomery Scott LLCLPL Financial LLC05-07-2019
Rachel Denise SorrentinoJanney Montgomery Scott LLCCommonwealth Financial Network03-28-2019
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-27-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
Frederick Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Antoinette P. LombardiJanney Montgomery Scott LLCOppenheimer & Co. Inc.01-28-2019
Montgomery Chase BradleyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00001-16-2019
Anthony W Jessuck Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00001-16-2019
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Glenn Hall RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-29-2018
Eileen Marie KeeganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5006-20-2018
Leo Michael ConnorsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-22-2018
Leo Michael Connors Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Matthew Neal LoitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10005-01-2018
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
James Matthew PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
Christopher Ryan MacphersonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
Evan Thomas GilchrestJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Rebecca DotsonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Michael G. RossleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Timothy Joseph SullivanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2007-20-2017
Janice Goodrich KyciaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC07-20-2017
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.