Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Halter Benjamin Halter Sharland BakerJanney Montgomery Scott LLCRBC Capital Markets, LLC$14011-12-2018
Frederick Leonard Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10503-01-2019
Glenn RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15009-04-2018
Eileen KeeganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$7706-21-2018
Matthew LoitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15705-01-2018
Andrew F AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22002-14-2018
Chris MacPherson Evan Gilchrest James PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11808-31-2017
Timothy Sullivan Paul Sullivan Christopher PetersJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9607-20-2017
June Strunk Shane OBrien Lisa CayerJanney Montgomery Scott LLCMorgan Stanley$30005-18-2017
June Strunk Shane OBrienJanney Montgomery Scott LLCMorgan Stanley$17705-16-2017
David MossJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9004-24-2017
Kirk KolligianJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14502-23-2017
Ken Griffen Paul Vaida Royden Grimm Barry Saluk Jared BloxsomJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$80010-10-2016
Ken SarpuJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$11606-16-2016
Seth DiamondJanney Montgomery Scott LLCMorgan Stanley$5812-20-2013
Robert Black Ned Manuel Ed Blumenthal Bob BorkowskiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$90010-04-2013
Carlton AndersonJanney Montgomery Scott LLCMassMutual Financial Group$8207-06-2017
John Stephen BeloinJanney Montgomery Scott LLCLPL Financial LLC11-21-2019
Kenneth Mark WapnitskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Catherine Marie AndradeJanney Montgomery Scott LLCLPL Financial LLC05-07-2019
Rachel Denise SorrentinoJanney Montgomery Scott LLCCommonwealth Financial Network03-28-2019
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-27-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
Frederick Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Antoinette P LombardiJanney Montgomery Scott LLCOppenheimer & Co. Inc.01-28-2019
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.