Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Stephen BeloinJanney Montgomery Scott LLCLPL Financial LLC11-21-2019
Catherine Marie AndradeJanney Montgomery Scott LLCLPL Financial LLC05-07-2019
Rachel Denise SorrentinoJanney Montgomery Scott LLCCommonwealth Financial Network03-28-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
Antoinette P LombardiJanney Montgomery Scott LLCOppenheimer & Co. Inc.01-28-2019
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Leo Michael ConnorsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Leo Michael Connors JrJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Evan Thomas GilchrestJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Rebecca DotsonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Michael G RossleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Janice Goodrich KyciaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC07-20-2017
Shane Francis ObrienJanney Montgomery Scott LLCMorgan Stanley05-16-2017
Susan Beverly PedersenJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2016
Seth DiamondJanney Montgomery Scott LLCMorgan Stanley12-19-2013
Andrew John LawsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-18-2013
Logan J ReedJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2013
Robert Mark BorkowskiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2013
Sean Patrick FitzgibbonJanney Montgomery Scott LLCFitzgibbon Toigo & Co. LLC09-04-2012
Dana Lynne SaldarisJanney Montgomery Scott LLCStephens12-09-2010
Christopher Michael PetersJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1607-20-2017
Timothy Joseph SullivanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2007-20-2017
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-27-2019
Holly Ayers HeddeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-06-2016
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.