Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan L CarneyJanney Montgomery Scott LLCMorgan Stanley11-08-2013
Burton DanielJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1002-17-2017
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Christopher Patrick GolesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10006-23-2016
Claudette Louise BoudreauxJanney Montgomery Scott LLCChapin, Davis12-07-2016
Douglas Paul VelnoskeyJanney Montgomery Scott LLCMorgan Stanley11-08-2013
Frederick Adam ZellerJanney Montgomery Scott LLCMorgan Stanley$10004-16-2015
Gerald ScheinkerJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-15-2009
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-29-2015
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
John Todd PaulinyJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
Joshua Austin ScheinkerJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-15-2009
Katherine DehartJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1006-23-2016
Kimberly Ann HarrisJanney Montgomery Scott LLCMorgan Stanley01-02-2018
Kristopher OlenginskiJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-15-2009
Marvin Vernon Snyder Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10002-17-2017
Michael Salvatore Federico Sr.Janney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00005-25-2018
Patrick Joseph GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Richard Allen KeetleyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-15-2009
Robert GaronzikJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-17-2009
Sandra Lynn StollJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1002-17-2017
Scott David FordJanney Montgomery Scott LLCMorgan Stanley$5006-13-2013
Stephen Michael GoldsteinJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-15-2009
Steven John Deboy Jr.Janney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
Thomas Kayvon HagighJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-08-2017
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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