Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15003-05-2009
Athena Katsis DotyJanney Montgomery Scott LLCRaymond James Financial Services, Inc.08-01-2017
Barry Edwin HorneJanney Montgomery Scott LLCMorgan Stanley$2505-01-2020
Braden Thomas RadcliffJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-07-2020
Christopher Byron GraperJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated01-06-2020
Christopher Dane MahoneyJanney Montgomery Scott LLCStephens$10009-23-2010
David Elliott GriceJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2013
Elizabeth Diana PeperJanney Montgomery Scott LLCMorgan Stanley05-23-2016
Jeffrey Brian JacksonJanney Montgomery Scott LLCRaymond James Financial Services, Inc.$8508-01-2017
Jeffrey JacksonJanney Montgomery Scott LLCRaymond James$10608-01-2017
Jeremy Brandon DefalcoJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-13-2009
Jesse G Parks Alice S RoyalJanney Montgomery Scott LLCSA Stone Wealth Management Inc.$18506-13-2017
Jesse Gordon ParksJanney Montgomery Scott LLCSA Stone Wealth Management Inc.$2,00006-13-2017
Jesse ParksJanney Montgomery Scott LLCSA Stone Wealth Management Inc.$18506-13-2017
Jillian Horne RhynerJanney Montgomery Scott LLCMorgan Stanley$5005-01-2020
Jimmy HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
Jimmy Ray HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
John KlineJanney Montgomery Scott LLCUBS Financial Services Inc.$18002-05-2013
John Poindexter Irby IVJanney Montgomery Scott LLCBB&T Securities, LLC$15001-27-2016
John R KlineJanney Montgomery Scott LLCUBS Financial Services Inc.$15002-05-2013
Joseph Melville Broughton IIIJanney Montgomery Scott LLCBB&T Securities, LLC$10002-02-2017
Joshua Patrick BrienJanney Montgomery Scott LLCUBS Financial Services Inc.02-05-2013
Keith Eugene LivengoodJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Kenneth Harlon Neal JrJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-22-2019
Kyle L Clements Will LangdonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$30002-22-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.